GECC Great Elm Capital Corp.

NASDAQ
$5.99

Great Elm Capital Corp. (GECC) Institutional Ownership

What the institutions did with GECC last quarter, from their 13F filings. Counting managers rather than shares is the point: a single index fund adding to a position tells you far less than four hundred separate managers all deciding to. Positions as reported for the quarter ended June 30, 2026.

Managers reporting
27
filed a 13F this quarter
Managers holding
19
-4 on the quarter
Buyers
6
4 opened new
Sellers
13
8 sold out entirely
Buyer share
31.6%
of managers who traded it
Breadth
-36.8
net buyers, as a share of those trading

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Largest holders

Manager Shares % of reported
Northern Right Capital Management, L.P. 384.0K 57.9%
Cruiser Capital Advisors, LLC 97.8K 14.7%
UBS Group AG 28.3K 4.3%
Crestwood Advisors Group, LLC 26.6K 4.0%
Vident Advisory, LLC 26.6K 4.0%
Rockefeller Capital Management L.P. 25.0K 3.8%
Ethos Financial Group, LLC 24.1K 3.6%
Significant Wealth Partners LLC 16.8K 2.5%
Founders Financial Alliance, LLC 13.8K 2.1%
Rangeley Capital, LLC 10.0K 1.5%
TRUST CO OF TOLEDO NA /OH/ 3.9K 0.6%
ROYAL BANK OF CANADA 2.6K 0.4%
Allworth Financial LP 1.4K 0.2%
MORGAN STANLEY 1.4K 0.2%
Russell Investments Group, Ltd. 744 0.1%
Triumph Capital Management 500 0.1%
Caitong International Asset Management Co., Ltd 44 0.0%
WELLS FARGO & COMPANY/MN 3 0.0%
Arax Advisory Partners 1 0.0%

Largest changes

Manager Action Previous Current Change
Squarepoint Ops LLC Sold Out 64.9K 0 -64.9K
Curi Capital, LLC Sold Out 60.0K 0 -60.0K
JANE STREET GROUP, LLC Sold Out 41.2K 0 -41.2K
Papamarkou Wellner Asset Management inc. Sold Out 30.2K 0 -30.2K
Cruiser Capital Advisors, LLC Reduced 127.5K 97.8K -29.7K
Vident Advisory, LLC New 0 26.6K +26.6K
UBS Group AG Increased 5.9K 28.3K +22.3K
TWO SIGMA SECURITIES, LLC Sold Out 17.1K 0 -17.1K
Founders Financial Alliance, LLC New 0 13.8K +13.8K
NORTHERN TRUST CORP Sold Out 11.8K 0 -11.8K
HRT FINANCIAL LP Sold Out 11.2K 0 -11.2K
Ethos Financial Group, LLC Reduced 26.3K 24.1K -2.3K
WELLS FARGO & COMPANY/MN Reduced 881 3 -878
Russell Investments Group, Ltd. New 0 744 +744
Significant Wealth Partners LLC Increased 16.5K 16.8K +298
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Sold Out 126 0 -126
Caitong International Asset Management Co., Ltd New 0 44 +44
MORGAN STANLEY Reduced 1.4K 1.4K -36
Allworth Financial LP Reduced 1.4K 1.4K -6

13F filings are due 45 days after quarter end and cover long positions in U.S.-listed equities only, so this is a lagged and partial picture: shorts, bonds and foreign listings never appear. Options positions are excluded here rather than folded into the share counts. Political ownership is coming.