HTGC Hercules Capital, Inc.
Hercules Capital, Inc. (HTGC) Institutional Ownership
What the institutions did with HTGC last quarter, from their 13F filings. Counting managers rather than shares is the point: a single index fund adding to a position tells you far less than four hundred separate managers all deciding to. Positions as reported for the quarter ended September 30, 2026.
Every manager below opens. Subscribers can see any firm's whole portfolio — every position, its weight, and what they bought, trimmed and exited last quarter.
Sign in or subscribeOwnership map
Each block is one manager, sized by shares held and colored by how much they moved the position last quarter. Green added, red cut, grey stood pat.
Largest holders
| Manager | Shares | % of reported |
|---|---|---|
| Sound Income Strategies, LLC | 3.8M | 18.8% |
| UBS Group AG | 2.1M | 10.4% |
| LPL Financial LLC | 1.9M | 9.4% |
| Muzinich & Co., Inc. | 1.5M | 7.3% |
| TECTONIC ADVISORS LLC | 1.1M | 5.5% |
| Sumitomo Mitsui Trust Group, Inc. | 1.0M | 5.2% |
| Gilman Hill Asset Management, LLC | 649.4K | 3.2% |
| Border to Coast Pensions Partnership Ltd | 600.0K | 3.0% |
| D.A. DAVIDSON & CO. | 332.6K | 1.7% |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 283.8K | 1.4% |
| INDEPENDENT FINANCIAL GROUP, LLC | 241.0K | 1.2% |
| PNC Financial Services Group, Inc. | 233.1K | 1.2% |
| ELEVATION POINT WEALTH PARTNERS, LLC | 209.2K | 1.0% |
| COMMONWEALTH EQUITY SERVICES, LLC | 203.3K | 1.0% |
| BLAIR WILLIAM & CO/IL | 191.6K | 1.0% |
| Taylor Frigon Capital Management LLC | 162.1K | 0.8% |
| BARCLAYS PLC | 161.7K | 0.8% |
| Apollon Wealth Management, LLC | 154.8K | 0.8% |
| RIVERBRIDGE PARTNERS LLC | 147.0K | 0.7% |
| Cambridge Investment Research Advisors, Inc. | 135.6K | 0.7% |
| Nuveen, LLC | 132.7K | 0.7% |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 131.9K | 0.7% |
| Triad Investment Management | 131.7K | 0.7% |
| Elemental Capital Partners LLC | 124.8K | 0.6% |
| Bank of New York Mellon Corp | 116.9K | 0.6% |
Largest changes
| Manager | Action | Previous | Current | Change |
|---|---|---|---|---|
| Pandowealth. LLC | Sold Out | 2.5M | 0 | -2.5M |
| UBS Group AG | Reduced | 2.6M | 2.1M | -553.2K |
| Cambridge Investment Research Advisors, Inc. | Reduced | 312.4K | 135.6K | -176.9K |
| Nuveen, LLC | New | 0 | 132.7K | +132.7K |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | New | 0 | 131.9K | +131.9K |
| Sound Income Strategies, LLC | Increased | 3.7M | 3.8M | +110.2K |
| INDEPENDENT FINANCIAL GROUP, LLC | Increased | 139.5K | 241.0K | +101.6K |
| Muzinich & Co., Inc. | Increased | 1.4M | 1.5M | +98.2K |
| TECTONIC ADVISORS LLC | Increased | 1.0M | 1.1M | +95.4K |
| Squarepoint Ops LLC | Increased | 42.5K | 104.3K | +61.8K |
| Abundance Wealth Counselors | Reduced | 127.9K | 69.9K | -58.0K |
| RIVERBRIDGE PARTNERS LLC | Increased | 91.0K | 147.0K | +56.0K |
| LPL Financial LLC | Increased | 1.9M | 1.9M | +38.0K |
| Wealth Architects, LLC | Increased | 27.5K | 62.9K | +35.5K |
| Left Brain Wealth Management, LLC | Increased | 25.4K | 60.7K | +35.4K |
| CMH Wealth Management LLC | Reduced | 46.3K | 18.3K | -28.0K |
| B. Riley Wealth Advisors, Inc. | New | 0 | 26.3K | +26.3K |
| Key Capital Management, INC | Increased | 4.5K | 29.5K | +25.0K |
| IMC-Chicago, LLC | Increased | 51.0K | 75.0K | +24.0K |
| GEN Financial Management, INC. | New | 0 | 21.9K | +21.9K |
| HUB Investment Partners, LLC | New | 0 | 21.4K | +21.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | Increased | 182.6K | 203.3K | +20.6K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Increased | 60.1K | 80.3K | +20.2K |
| Sumitomo Mitsui Trust Group, Inc. | Increased | 1.0M | 1.0M | +19.8K |
| Global Retirement Partners, LLC | Increased | 60.0K | 78.8K | +18.8K |
| Chicago Partners Investment Group LLC | New | 0 | 18.3K | +18.3K |
| KELLEHER FINANCIAL ADVISORS | Reduced | 42.8K | 24.7K | -18.1K |
| Hennion & Walsh Asset Management, Inc. | Increased | 33.7K | 51.5K | +17.7K |
| Jefferies Financial Group Inc. | Sold Out | 16.9K | 0 | -16.9K |
| ShoreHaven Wealth Partners, LLC | New | 0 | 16.0K | +16.0K |
| Closed-End Fund Advisors, Inc. | Increased | 49.2K | 64.3K | +15.1K |
| StoneX Group Inc. | New | 0 | 14.4K | +14.4K |
| Bank of New York Mellon Corp | Reduced | 131.1K | 116.9K | -14.2K |
| MCDONALD PARTNERS LLC | Increased | 48.0K | 62.0K | +14.0K |
| Lido Advisors, LLC | Increased | 88.5K | 101.8K | +13.3K |
| Total Clarity Wealth Management, Inc. | New | 0 | 12.6K | +12.6K |
| Sigma Planning Corp | Increased | 50.4K | 61.8K | +11.4K |
| MQS Management LLC | Sold Out | 11.4K | 0 | -11.4K |
| Capital Investment Advisors, LLC | New | 0 | 10.8K | +10.8K |
| DAVENPORT & Co LLC | New | 0 | 10.4K | +10.4K |
| Essential Investment Partners LLC | New | 0 | 9.6K | +9.6K |
| Whipplewood Advisors, LLC | Increased | 83.5K | 92.7K | +9.2K |
| Ascentis Independent Advisors | New | 0 | 8.7K | +8.7K |
| Private Advisor Group, LLC | Reduced | 79.5K | 71.5K | -7.9K |
| Legacy Capital Wealth Partners, LLC | Increased | 108.5K | 116.1K | +7.6K |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | Increased | 276.2K | 283.8K | +7.6K |
| Latitude Advisors, LLC | New | 0 | 7.5K | +7.5K |
| Concurrent Investment Advisors, LLC | Increased | 20.2K | 27.3K | +7.1K |
| Triad Investment Management | Increased | 125.0K | 131.7K | +6.7K |
| EAGLE GLOBAL ADVISORS LLC | Increased | 37.4K | 44.0K | +6.7K |
| Creative Planning | Increased | 92.2K | 98.7K | +6.5K |
| Golden State Wealth Management, LLC | Reduced | 26.7K | 21.1K | -5.7K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | Reduced | 98.6K | 93.1K | -5.5K |
| NATIXIS | Increased | 98.3K | 103.8K | +5.5K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Reduced | 79.4K | 73.9K | -5.4K |
| Madison Park Capital Advisors, LLC | Increased | 15.1K | 20.0K | +4.9K |
| Investment Research Partners LLC | Increased | 25.8K | 30.6K | +4.8K |
| Fiduciary Alliance LLC | Increased | 14.0K | 18.5K | +4.5K |
| Secure Asset Management, LLC | Increased | 77.8K | 82.3K | +4.5K |
| HB Wealth Management, LLC | Increased | 15.6K | 19.9K | +4.3K |
13F filings are due 45 days after quarter end and cover long positions in U.S.-listed equities only, so this is a lagged and partial picture: shorts, bonds and foreign listings never appear. Options positions are excluded here rather than folded into the share counts. Political ownership is coming.