LPLA LPL Financial Holdings Inc.

NASDAQ
$353.78

LPL Financial Holdings Inc. (LPLA) Insider Activity

What the officers, directors and large holders did with their own shares. Only open-market purchases and sales count toward the totals — grants, option exercises and shares withheld for tax are compensation mechanics, not decisions, and they're listed separately below.

Insider signal In line Selling ran below LPLA's own trailing one-year pace, with 42% of sale value under a prearranged plan.
Cluster activity 0 buyers in the last 30 days 0 buyers in the last 90 days 3 sellers in the last 90 days
Insiders buying
0
0 transactions
Insiders selling
4
14 transactions
Purchases
$0
0 shares
Sales
$2.5M
7,314 shares
Net activity
-$2.5M
purchases less sales

How much of that selling was preplanned? 42% planned / 58% discretionary

10b5-1 plan sales $1.1M 13 transactions · 3,195 shares
Discretionary sales $1.5M 1 transaction · 4,119 shares

Largest single sale: $1.5M.

Where they traded

Buy Sell Dot area is proportional to transaction value.

No open-market insider purchase on record.

Recent open-market activity

Date Insider Role Action Shares Price Value Held after
Jambusaria Aneri Group Managing Director Sell 10b5-1 308 $357.36 $110.1K 6,107 −4.8% of holding
Gates Greg Group Managing Director Sell 4,119 $355.38 $1.5M 23,602 −14.9% of holding
Enyedi Matthew 5 fills Group Managing Director Sell 10b5-1 1,000 $352.72 $352.7K 13,932 −6.7% of holding
Jambusaria Aneri Group Managing Director Sell 10b5-1 308 $306.00 $94.2K 6,415 −4.6% of holding
Audette Matthew J 4 fills President and CFO Sell 10b5-1 1,110 $330.01 $366.3K 20,693 −5.1% of holding
Audette Matthew J 2 fills President and CFO Sell 10b5-1 469 $325.34 $152.6K 21,052 −2.2% of holding

Form 4s are due within two business days of a transaction, so this is close to real time — unlike the quarterly 13F data on the Institutional tab. A single large sale often reflects a prearranged 10b5-1 plan rather than a fresh view, so read a pattern of sales rather than any one of them.