SAR Saratoga Investment Corp
Saratoga Investment Corp (SAR) Institutional Ownership
What the institutions did with SAR last quarter, from their 13F filings. Counting managers rather than shares is the point: a single index fund adding to a position tells you far less than four hundred separate managers all deciding to. Positions as reported for the quarter ended September 30, 2026.
Every manager below opens. Subscribers can see any firm's whole portfolio — every position, its weight, and what they bought, trimmed and exited last quarter.
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Each block is one manager, sized by shares held and colored by how much they moved the position last quarter. Green added, red cut, grey stood pat.
Largest holders
| Manager | Shares | % of reported |
|---|---|---|
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 139.4K | 21.1% |
| LPL Financial LLC | 97.3K | 14.8% |
| Lido Advisors, LLC | 93.2K | 14.1% |
| Hennion & Walsh Asset Management, Inc. | 89.5K | 13.6% |
| Wealthcare Advisory Partners LLC | 51.4K | 7.8% |
| Next Level Private LLC | 43.5K | 6.6% |
| Focus Financial Network, Inc. | 30.9K | 4.7% |
| Cambridge Investment Research Advisors, Inc. | 23.4K | 3.5% |
| SIMPLEX TRADING, LLC | 22.5K | 3.4% |
| GREENWOOD GEARHART LLC | 21.5K | 3.3% |
| D.A. DAVIDSON & CO. | 11.9K | 1.8% |
| DAVIDSON TRUST CO | 11.0K | 1.7% |
| AlphaCentric Advisors LLC | 10.0K | 1.5% |
| Register Financial Advisors LLC | 6.1K | 0.9% |
| Triumph Capital Management | 3.7K | 0.6% |
| IFP Advisors, Inc | 1.0K | 0.2% |
| IFG Advisory, LLC | 1.0K | 0.2% |
| EVOLUTION WEALTH MANAGEMENT INC. | 701 | 0.1% |
| PFS Partners, LLC | 503 | 0.1% |
| Russell Investments Group, Ltd. | 301 | 0.0% |
| Laurel Wealth Advisors LLC | 241 | 0.0% |
| BI Asset Management Fondsmaeglerselskab A/S | 241 | 0.0% |
| Avion Wealth | 227 | 0.0% |
| MJT & Associates Financial Advisory Group, Inc. | 94 | 0.0% |
| West Financial Advisors, LLC | 60 | 0.0% |
Largest changes
| Manager | Action | Previous | Current | Change |
|---|---|---|---|---|
| Lido Advisors, LLC | Reduced | 181.5K | 93.2K | -88.3K |
| Hennion & Walsh Asset Management, Inc. | Reduced | 127.0K | 89.5K | -37.6K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Increased | 116.0K | 139.4K | +23.4K |
| Cambridge Investment Research Advisors, Inc. | Reduced | 46.4K | 23.4K | -23.0K |
| SIMPLEX TRADING, LLC | New | 0 | 22.5K | +22.5K |
| LPL Financial LLC | Reduced | 111.9K | 97.3K | -14.6K |
| COMMONWEALTH EQUITY SERVICES, LLC | Sold Out | 11.1K | 0 | -11.1K |
| WEDBUSH SECURITIES INC | Sold Out | 10.2K | 0 | -10.2K |
| AlphaCentric Advisors LLC | New | 0 | 10.0K | +10.0K |
| VestGen Advisors, LLC | Sold Out | 9.7K | 0 | -9.7K |
| Focus Financial Network, Inc. | Increased | 25.2K | 30.9K | +5.7K |
| BI Asset Management Fondsmaeglerselskab A/S | Reduced | 5.0K | 241 | -4.7K |
| D.A. DAVIDSON & CO. | Reduced | 14.9K | 11.9K | -3.0K |
| Wealthcare Advisory Partners LLC | Increased | 49.1K | 51.4K | +2.3K |
| Triumph Capital Management | Increased | 3.0K | 3.7K | +725 |
| State of Alaska, Department of Revenue | Sold Out | 630 | 0 | -630 |
| Laurel Wealth Advisors LLC | New | 0 | 241 | +241 |
| Register Financial Advisors LLC | Increased | 6.0K | 6.1K | +31 |
| Russell Investments Group, Ltd. | Increased | 285 | 301 | +16 |
| Caitong International Asset Management Co., Ltd | New | 0 | 12 | +12 |
| Avion Wealth | Increased | 218 | 227 | +9 |
| West Financial Advisors, LLC | Increased | 57 | 60 | +3 |
| Hurley Capital, LLC | Increased | 15 | 16 | +1 |
13F filings are due 45 days after quarter end and cover long positions in U.S.-listed equities only, so this is a lagged and partial picture: shorts, bonds and foreign listings never appear. Options positions are excluded here rather than folded into the share counts. Political ownership is coming.