COF Capital One Financial Corporation

NYSE
$208.30

Capital One Financial Corporation (COF) Insider Activity

What the officers, directors and large holders did with their own shares. Only open-market purchases and sales count toward the totals — grants, option exercises and shares withheld for tax are compensation mechanics, not decisions, and they're listed separately below.

30D 90D 6M 1Y
Insider signal Subdued Selling ran below COF's own trailing one-year pace, with 80% of sale value under a prearranged plan.
Cluster activity 0 buyers in the last 30 days 0 buyers in the last 90 days 7 sellers in the last 90 days
Insiders buying
0
0 transactions
Insiders selling
8
22 transactions
Purchases
$0
0 shares
Sales
$9.5M
45,855 shares
Net activity
-$9.5M
purchases less sales

How much of that selling was preplanned? 80% planned / 20% discretionary

10b5-1 plan sales $7.5M 20 transactions · 36,895 shares
Discretionary sales $1.9M 2 transactions · 8,960 shares

Largest single sale: $1.2M.

Where they traded

Buy Sell Dot area is proportional to transaction value.

No open-market insider purchase on record.

Recent open-market activity

Date Insider Role Action Shares Price Value Held after
Dean Lia 2 fills Pres, Banking & Prem. Products Sell 10b5-1 2,193 $225.52 $494.6K 63,262 −3.4% of holding
Karam Celia 2 fills Pres, Retail Bank Sell 10b5-1 1,888 $225.52 $425.8K 59,709 −3.1% of holding
Mouadeb Mark Daniel President, Card Sell 10b5-1 1,199 $225.00 $269.8K 49,132 −2.4% of holding
Zamsky Michael Chief Credit & Fin'l Risk Off. Sell 5,473 $218.02 $1.2M 27,992 −16.4% of holding
Raghu Ravi Pres, Software, Intl & Sm Bus Sell 10b5-1 50 $218.49 $10.9K 26,278 −0.2% of holding
Cooper Matthew W General Counsel & Corp Secy Sell 10b5-1 3,500 $219.33 $767.7K 86,694 −3.9% of holding
Mouadeb Mark Daniel President, Card Sell 10b5-1 1,183 $220.00 $260.3K 50,331 −2.3% of holding
Mouadeb Mark Daniel President, Card Sell 10b5-1 690 $215.00 $148.4K 51,514 −1.3% of holding
Raghu Ravi 3 fills Pres, Software, Intl & Sm Bus Sell 10b5-1 9,726 $209.78 $2.0M 32,592 −23% of holding
Golden Timothy P SVP, Chief Accounting Officer Sell 3,487 $211.00 $735.8K 7,429 −31.9% of holding
Cooper Matthew W General Counsel & Corp Secy Sell 10b5-1 3,500 $208.00 $728.0K 90,194 −3.7% of holding
Cooper Matthew W General Counsel & Corp Secy Sell 10b5-1 3,500 $183.36 $641.8K 93,694 −3.6% of holding
Haggerty Kaitlin Chief Human Resources Officer Sell 10b5-1 119 $182.59 $21.7K 49,181 −0.2% of holding
Cooper Matthew W General Counsel & Corp Secy Sell 10b5-1 3,500 $183.93 $643.8K 97,194 −3.5% of holding
Haggerty Kaitlin Chief Human Resources Officer Sell 10b5-1 1,307 $183.93 $240.4K 49,300 −2.6% of holding
Karam Celia Pres, Retail Bank Sell 10b5-1 1,749 $192.58 $336.8K 61,579 −2.8% of holding
Dean Lia Pres, Banking & Prem. Products Sell 10b5-1 1,692 $185.61 $314.1K 65,454 −2.5% of holding
Karam Celia Pres, Retail Bank Sell 10b5-1 1,099 $185.61 $204.0K 63,323 −1.7% of holding

Form 4s are due within two business days of a transaction, so this is close to real time — unlike the quarterly 13F data on the Institutional tab. A single large sale often reflects a prearranged 10b5-1 plan rather than a fresh view, so read a pattern of sales rather than any one of them.