COF Capital One Financial Corporation

NYSE
$208.30

Capital One Financial Corporation (COF) Insider Activity

What the officers, directors and large holders did with their own shares. Only open-market purchases and sales count toward the totals — grants, option exercises and shares withheld for tax are compensation mechanics, not decisions, and they're listed separately below.

Insider signal In line Selling ran in line with COF's own trailing one-year pace, with 98% of sale value under a prearranged plan.
Cluster activity 0 buyers in the last 30 days 0 buyers in the last 90 days 7 sellers in the last 90 days
Insiders buying
0
0 transactions
Insiders selling
12
67 transactions
Purchases
$0
0 shares
Sales
$87.8M
402,028 shares
Net activity
-$87.8M
purchases less sales

How much of that selling was preplanned? 98% planned / 2% discretionary

10b5-1 plan sales $85.9M 65 transactions · 393,068 shares
Discretionary sales $1.9M 2 transactions · 8,960 shares

Largest single sale: $9.6M.

Where they traded

Buy Sell Dot area is proportional to transaction value.

No open-market insider purchase on record.

Recent open-market activity

Date Insider Role Action Shares Price Value Held after
Dean Lia 2 fills Pres, Banking & Prem. Products Sell 10b5-1 2,193 $225.52 $494.6K 63,262 −3.4% of holding
Karam Celia 2 fills Pres, Retail Bank Sell 10b5-1 1,888 $225.52 $425.8K 59,709 −3.1% of holding
Mouadeb Mark Daniel President, Card Sell 10b5-1 1,199 $225.00 $269.8K 49,132 −2.4% of holding
Zamsky Michael Chief Credit & Fin'l Risk Off. Sell 5,473 $218.02 $1.2M 27,992 −16.4% of holding
Raghu Ravi Pres, Software, Intl & Sm Bus Sell 10b5-1 50 $218.49 $10.9K 26,278 −0.2% of holding
Cooper Matthew W General Counsel & Corp Secy Sell 10b5-1 3,500 $219.33 $767.7K 86,694 −3.9% of holding
Mouadeb Mark Daniel President, Card Sell 10b5-1 1,183 $220.00 $260.3K 50,331 −2.3% of holding
Mouadeb Mark Daniel President, Card Sell 10b5-1 690 $215.00 $148.4K 51,514 −1.3% of holding
Raghu Ravi 3 fills Pres, Software, Intl & Sm Bus Sell 10b5-1 9,726 $209.78 $2.0M 32,592 −23% of holding
Golden Timothy P SVP, Chief Accounting Officer Sell 3,487 $211.00 $735.8K 7,429 −31.9% of holding
Cooper Matthew W General Counsel & Corp Secy Sell 10b5-1 3,500 $208.00 $728.0K 90,194 −3.7% of holding
Cooper Matthew W General Counsel & Corp Secy Sell 10b5-1 3,500 $183.36 $641.8K 93,694 −3.6% of holding
Haggerty Kaitlin Chief Human Resources Officer Sell 10b5-1 119 $182.59 $21.7K 49,181 −0.2% of holding
Cooper Matthew W General Counsel & Corp Secy Sell 10b5-1 3,500 $183.93 $643.8K 97,194 −3.5% of holding
Haggerty Kaitlin Chief Human Resources Officer Sell 10b5-1 1,307 $183.93 $240.4K 49,300 −2.6% of holding
Karam Celia Pres, Retail Bank Sell 10b5-1 1,749 $192.58 $336.8K 61,579 −2.8% of holding
Dean Lia Pres, Banking & Prem. Products Sell 10b5-1 1,692 $185.61 $314.1K 65,454 −2.5% of holding
Karam Celia Pres, Retail Bank Sell 10b5-1 1,099 $185.61 $204.0K 63,323 −1.7% of holding
Dean Lia Pres, Banking & Prem. Products Sell 10b5-1 3,284 $191.00 $627.2K 63,108 −4.9% of holding
Karam Celia Pres, Retail Bank Sell 10b5-1 1,636 $191.00 $312.5K 60,339 −2.6% of holding
Mouadeb Mark Daniel President, Card Sell 10b5-1 1,593 $210.00 $334.5K 49,382 −3.1% of holding
Hanson Jason P. Pres.- Global Payment Network Sell 10b5-1 3,729 $205.00 $764.4K 40,230 −8.5% of holding
Mouadeb Mark Daniel 2 fills President, Card Sell 10b5-1 1,509 $202.62 $305.8K 51,766 −2.8% of holding
Blinde Neal 8 fills President, Commercial Banking Sell 10b5-1 38,135 $190.51 $7.3M 71,042 −34.9% of holding
Dean Lia Pres, Banking & Prem. Products Sell 10b5-1 3,284 $223.68 $734.6K 70,162 −4.5% of holding
Karam Celia Pres, Retail Bank Sell 10b5-1 2,108 $218.25 $460.1K 59,269 −3.4% of holding
Cooper Matthew W General Counsel & Corp Secy Sell 10b5-1 2,000 $250.00 $500.0K 92,486 −2.1% of holding
Raghu Ravi Pres, Software, Intl & Sm Bus Sell 10b5-1 13,450 $250.00 $3.4M 30,337 −30.7% of holding
Dean Lia Pres, Banking & Prem. Products Sell 10b5-1 3,163 $244.35 $772.9K 66,692 −4.5% of holding
Karam Celia Pres, Retail Bank Sell 10b5-1 2,064 $244.35 $504.3K 61,373 −3.3% of holding
Cooper Matthew W General Counsel & Corp Secy Sell 10b5-1 2,000 $221.54 $443.1K 94,486 −2.1% of holding
Dean Lia Pres, Banking & Prem. Products Sell 10b5-1 3,269 $218.15 $713.1K 69,855 −4.5% of holding
Karam Celia Pres, Retail Bank Sell 10b5-1 2,936 $218.15 $640.5K 63,433 −4.4% of holding
LaPrade,III Frank G. 2 fills Chief Enterprise Srvcs Officer Sell 10b5-1 17,840 $222.03 $4.0M 61,879 −22.4% of holding
Blinde Neal President, Commercial Banking Sell 10b5-1 43,200 $221.83 $9.6M 73,020 −37.2% of holding
FAIRBANK RICHARD D 9 fills Chairman and CEO Sell 10b5-1 103,487 $220.68 $22.8M 4,102,615 −2.5% of holding
Cooper Matthew W General Counsel & Corp Secy Sell 10b5-1 2,000 $219.41 $438.8K 96,486 −2% of holding
FAIRBANK RICHARD D 8 fills Chairman and CEO Sell 10b5-1 103,486 $225.68 $23.4M 4,141,946 −2.4% of holding
Cooper Matthew W General Counsel & Corp Secy Sell 10b5-1 2,000 $211.99 $424.0K 98,486 −2% of holding

Form 4s are due within two business days of a transaction, so this is close to real time — unlike the quarterly 13F data on the Institutional tab. A single large sale often reflects a prearranged 10b5-1 plan rather than a fresh view, so read a pattern of sales rather than any one of them.