SWZ The Swiss Helvetia Fund Inc.
The Swiss Helvetia Fund Inc. (SWZ) Insider Activity
What the officers, directors and large holders did with their own shares. Only open-market purchases and sales count toward the totals — grants, option exercises and shares withheld for tax are compensation mechanics, not decisions, and they're listed separately below.
Where they traded
Last open-market purchase: August 31, 2026 , by SELL MORITZ A .
Recent open-market activity
| Date | Insider | Role | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|---|
| SELL MORITZ A | Director | Buy | 3,000 | $5.98 | $17.9K | 28,246 | |
| Das Rajeev P | Secretary | Buy | 1,366 | $5.93 | $8.1K | 3,400 | |
| Das Rajeev P | Secretary | Buy | 1,700 | $5.93 | $10.1K | 2,034 | |
| SELL MORITZ A | Director | Buy | 1,000 | $5.91 | $5.9K | 25,246 | |
| SELL MORITZ A | Director | Buy | 2,000 | $5.86 | $11.7K | 24,246 | |
| SELL MORITZ A | Director | Buy | 517 | $5.90 | $3.1K | 22,246 | |
| SELL MORITZ A | Director | Buy | 483 | $5.90 | $2.8K | 21,729 | |
| SELL MORITZ A | Director | Buy | 1,000 | $5.93 | $5.9K | 21,246 | |
| GOLDSTEIN PHILLIP | Secretary | Buy | 5,980 | $5.95 | $35.6K | 119,214 | |
| Dakos Andrew 2 fills | President and CEO | Buy | 5,000 | $5.92 | $29.6K | 131,000 | |
| SELL MORITZ A | Director | Buy | 2,000 | $5.92 | $11.9K | 20,246 | |
| SELL MORITZ A | Director | Buy | 2,091 | $5.89 | $12.3K | 18,246 | |
| SELL MORITZ A | Director | Buy | 1,853 | $5.91 | $11.0K | 16,155 | |
| SELL MORITZ A | Director | Buy | 147 | $5.91 | $869 | 14,302 | |
| SELL MORITZ A | Director | Buy | 2,000 | $5.96 | $11.9K | 14,155 | |
| SELL MORITZ A | Director | Buy | 155 | $5.95 | $922 | 12,155 | |
| SELL MORITZ A | Director | Buy | 1,000 | $6.01 | $6.0K | 12,000 | |
| Dakos Andrew 2 fills | President and CEO | Buy | 5,500 | $5.99 | $32.9K | 126,000 | |
| Dakos Andrew 2 fills | President and CEO | Buy | 7,500 | $5.97 | $44.8K | 120,500 | |
| Dakos Andrew | President and CEO | Buy | 2,987 | $5.96 | $17.8K | 113,000 | |
| Dakos Andrew | President and CEO | Buy | 13 | $5.95 | $77 | 110,013 | |
| Dakos Andrew | President and CEO | Buy | 4,000 | $5.95 | $23.8K | 110,000 | |
| SELL MORITZ A | Director | Buy | 1,002 | $6.07 | $6.1K | 11,000 | |
| Dakos Andrew | President and CEO | Buy | 3,000 | $6.09 | $18.3K | 106,000 | |
| Dakos Andrew 3 fills | President and CEO | Buy | 8,265 | $6.06 | $50.0K | 103,000 | |
| Dakos Andrew | President and CEO | Buy | 4,000 | $5.97 | $23.9K | 94,282 | |
| Dakos Andrew | President and CEO | Buy | 2,000 | $5.95 | $11.9K | 90,282 | |
| Dakos Andrew | President and CEO | Buy | 100 | $5.95 | $595 | 88,282 | |
| Dakos Andrew | President and CEO | Buy | 4,863 | $5.93 | $28.8K | 88 | |
| Dakos Andrew | President and CEO | Buy | 5,300 | $5.91 | $31.3K | 83,319 | |
| Dakos Andrew | President and CEO | Buy | 5,900 | $5.92 | $34.9K | 78,019 | |
| Dakos Andrew 2 fills | President and CEO | Buy | 6,000 | $5.96 | $35.8K | 73,119 |
Form 4s are due within two business days of a transaction, so this is close to real time — unlike the quarterly 13F data on the Institutional tab. A single large sale often reflects a prearranged 10b5-1 plan rather than a fresh view, so read a pattern of sales rather than any one of them.